Professional Certificate in Operational Risk in Capital Markets

Sunday, 15 February 2026 19:54:35

International applicants and their qualifications are accepted

Start Now     Viewbook

Overview

Overview

Operational Risk

is a critical concern in capital markets, where inadequate controls can lead to significant losses. This Professional Certificate program is designed for risk professionals and regulatory experts who want to understand and manage operational risk effectively.

The program covers key topics such as risk assessment, governance, and compliance, as well as advanced techniques for identifying and mitigating operational risks.

By completing this certificate, learners will gain a comprehensive understanding of operational risk management and be able to apply it in their current roles.

Don't miss this opportunity to enhance your skills and knowledge in operational risk management. Explore the program today and take the first step towards becoming a more effective risk professional.

Operational Risk in Capital Markets is a critical aspect of financial management, and our Professional Certificate program is designed to equip you with the necessary skills to mitigate risks and ensure business continuity. By completing this course, you'll gain a deep understanding of Operational Risk Management principles, regulatory requirements, and industry best practices. You'll learn how to identify, assess, and respond to operational risks, as well as develop effective risk mitigation strategies. With this certification, you'll enjoy Enhanced Career Prospects in the financial sector, particularly in roles such as Risk Manager, Compliance Officer, or Business Continuity Manager.

Entry requirements

The program operates on an open enrollment basis, and there are no specific entry requirements. Individuals with a genuine interest in the subject matter are welcome to participate.

International applicants and their qualifications are accepted.

Step into a transformative journey at LSIB, where you'll become part of a vibrant community of students from over 157 nationalities.

At LSIB, we are a global family. When you join us, your qualifications are recognized and accepted, making you a valued member of our diverse, internationally connected community.

Course Content

•
Operational Risk Management Framework •
Capital Markets Operational Risk •
Regulatory Compliance and Governance •
Market Risk and Credit Risk •
Systemic Risk and Stress Testing •
Operational Resilience and Business Continuity •
Compliance and Anti-Money Laundering (AML) •
Operational Risk Measurement and Monitoring •
Risk Appetite and Tolerable Losses •
Operational Risk Management in Trading and Settlement

Assessment

The evaluation process is conducted through the submission of assignments, and there are no written examinations involved.

Fee and Payment Plans

30 to 40% Cheaper than most Universities and Colleges

Duration & course fee

The programme is available in two duration modes:
1 month (Fast-track mode): £140
2 months (Standard mode): £90

40% Cheaper

Our course fee is up to 40% cheaper than most universities and colleges.

Start Now

Awarding body

 The programme is awarded by London School of International Business. This program is not intended to replace or serve as an equivalent to obtaining a formal degree or diploma. It should be noted that this course is not accredited by a recognised awarding body or regulated by an authorised institution/ body.

Start Now

  • Start this course anytime from anywhere.
  • 1. Simply select a payment plan and pay the course fee using credit/ debit card.
  • 2. Course starts
  • Start Now
    •

Got questions? Get in touch

Chat with us: Click the live chat button

+44 75 2064 7455

admissions@lsib.co.uk

+44 (0) 20 3608 0144



Career path

Key facts about Professional Certificate in Operational Risk in Capital Markets

The Professional Certificate in Operational Risk in Capital Markets is a comprehensive program designed to equip individuals with the knowledge and skills necessary to identify, assess, and mitigate operational risks in the financial industry.
This certificate program focuses on the operational aspects of risk management, including risk identification, risk assessment, and risk mitigation strategies.
Upon completion of the program, learners will be able to analyze complex operational risks and develop effective risk management plans to minimize potential losses.
The duration of the Professional Certificate in Operational Risk in Capital Markets is typically 12 weeks, with learners completing a series of online modules and assignments.
The program is highly relevant to the capital markets industry, where operational risks can have significant consequences for financial institutions.
Operational risk management is a critical component of risk management in capital markets, and this certificate program provides learners with the knowledge and skills necessary to succeed in this field.
The program covers a range of topics, including risk identification, risk assessment, risk mitigation, and risk monitoring, as well as regulatory requirements and industry standards.
Learners will also gain practical experience through case studies and group projects, which will help them develop their analytical and problem-solving skills.
The Professional Certificate in Operational Risk in Capital Markets is a valuable addition to any career in the financial industry, particularly for those working in risk management, compliance, or operations.
By completing this certificate program, learners will be able to demonstrate their expertise in operational risk management and enhance their career prospects in the capital markets industry.
The program is delivered by experienced instructors with extensive experience in operational risk management, ensuring that learners receive high-quality instruction and support.
The Professional Certificate in Operational Risk in Capital Markets is a flexible and accessible program that can be completed online, making it ideal for working professionals and individuals with busy schedules.

Why this course?

Operational Risk in Capital Markets has become increasingly significant in today's market, with the UK being no exception. According to a report by the Financial Conduct Authority (FCA), the cost of operational risk in the UK financial sector was estimated to be around £1.4 billion in 2020, with the average firm experiencing a loss of around £1.1 million due to operational risk.
Year Cost of Operational Risk (£m)
2015 £840
2016 £950
2017 £1.1 billion
2018 £1.2 billion
2019 £1.3 billion
2020 £1.4 billion

Who should enrol in Professional Certificate in Operational Risk in Capital Markets?

Ideal Audience for Professional Certificate in Operational Risk in Capital Markets Professionals working in the financial sector, particularly those in risk management, compliance, and audit roles, are the primary target audience for this certificate.
Key Characteristics: Individuals with 2-5 years of experience in the financial industry, holding relevant qualifications such as the Chartered Financial Analyst (CFA) or Certified Financial Risk Manager (CFRM) designations, are well-suited for this certificate.
Industry Focus: The certificate is particularly relevant to professionals working in the UK's financial sector, where operational risk is a significant concern. According to a report by the Financial Conduct Authority (FCA), the UK's financial institutions face an average annual operational risk loss of £1.3 billion.
Learning Objectives: Upon completing the Professional Certificate in Operational Risk in Capital Markets, learners will be able to identify, assess, and mitigate operational risks, ensuring the integrity and stability of financial institutions.