MBA with Professional Certificate in Compliance Trade Surveillance

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MBA with Professional Certificate in Compliance Trade Surveillance

Overview

Compliance Trade Surveillance

is designed for finance professionals seeking to enhance their knowledge in regulatory requirements and risk management. This program is ideal for banking and finance professionals looking to stay ahead in the industry.

Through this program, learners will gain a deep understanding of trade surveillance systems and compliance regulations, enabling them to identify and mitigate potential risks. The course covers topics such as risk management, regulatory frameworks, and surveillance techniques.

By completing this program, learners will be equipped with the skills and knowledge necessary to navigate complex regulatory environments and ensure compliance with industry standards. Stay ahead in the finance industry with this comprehensive program.

Explore the world of Compliance Trade Surveillance today and take the first step towards a career in finance with confidence.

Compliance is a critical aspect of the financial industry, and our MBA with Professional Certificate in Compliance Trade Surveillance is designed to equip you with the necessary skills to succeed in this field. This course offers compliance professionals a unique opportunity to enhance their knowledge and skills in trade surveillance, regulatory compliance, and risk management. With a focus on practical applications, you'll gain hands-on experience in monitoring and analyzing market data, identifying potential risks, and implementing effective compliance strategies. Upon completion, you'll be well-positioned for a career in compliance roles, with opportunities in finance, banking, and regulatory bodies. (5)

Entry requirements

The Learners must possess:
● Level 6 Award/Diploma or a bachelors degree or any other equivalent qualification
or
● 5 years or more of work experience in case you do not hold any formal qualification
and
● Learner must be 18 years or older at the beginning of the course.


International Students can apply

Joining our world will be life-changing with a student body representing over 157 nationalities.

LSIB is truly an international institution with history of welcoming students from around the world. With us, you're not just a student, you're a member.

Course Content

•
• Trade Surveillance: Principles and Frameworks
•
• Regulatory Compliance in Financial Services
•
• Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF)
•
• Market Manipulation and Insider Trading
•
• Sanctions and Embargo Compliance
•
• Data Protection and Privacy in Compliance
•
• Risk Management and Compliance
•
• Compliance Technology and Tools
•
• Effective Compliance Communication and Reporting
•
• International Compliance Standards and Regulations

Assessment

The evaluation process is conducted through the submission of assignments, and there are no written examinations involved.

Fee and Payment Plans

30 to 40% Cheaper than most Universities and Colleges

Duration

The programme is available in two duration modes:

12 Months: GBP £7700
18 Months: GBP £6700
This programme does not have any additional costs.
The fee is payable in monthly, quarterly, half yearly instalments.
You can avail 5% discount if you pay the full fee upfront in 1 instalment

Payment plans

12 Months - GBP £7700

● Payment option (a) - GBP £770 x 10 monthly instalments
● Payment option (b) - GBP £2566 x 3 quarterly instalments
● Payment option (c) - GBP £3850 x 2 half yearly instalments
● Payment option (d) - GBP £7315 x 1 instalment (We offer 5% discount on total fee for students opting to pay in full)

18 Months - GBP £6700

● Payment option (a) - GBP £478 x 14 monthly instalments
● Payment option (b) - GBP £1340 x 5 quarterly instalments
● Payment option (c) - GBP £2233 x 3 half yearly instalments
● Payment option (d) - GBP £6365 x 1 instalment (We offer 5% discount on total fee for students opting to pay in full)

40% Cheaper

Our course fee is upto 40% cheaper than most universities and colleges.

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Accreditation

 Stage 1 (Delivered by LSIB):
The programme involves delivery through on-line Learning Management System (LMS). This stage leads to award of Level 7 Diploma in Strategic Management and Leadership. Credits earned at this stage - 120 credits (60 ECTS).

Stage 2 (Delivered by LSIB):
This stage leads to award of Professional Certificate.

Stage 3 (Delivered by the University / awarding body)
On completion of the diploma programme you progress / Top up with Degree through a UK University for progression to the MBA degree. The stage 3 is delivered via distance learning by faculties from the University / awarding body. Credits earned at this stage - 60 credits (30 ECTS).

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  • 1. Complete the online enrolment form and Pay enrolment fee of GBP £10.
  • 2. Wait for our email with course start dates and fee payment plans. Your course starts once you pay the course fee.
  • Apply Now
    •

Got questions? Get in touch

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+44 75 2064 7455

admissions@lsib.co.uk

+44 (0) 20 3608 0144



Career path

Key facts about MBA with Professional Certificate in Compliance Trade Surveillance

The MBA with Professional Certificate in Compliance Trade Surveillance is a specialized program designed for professionals in the financial industry who want to enhance their knowledge in compliance and surveillance.
This program is ideal for those who work in trade surveillance, compliance, risk management, or regulatory affairs, and want to gain a deeper understanding of the complex issues surrounding financial markets.
Through this program, learners will gain a comprehensive understanding of the regulatory framework, risk management, and surveillance techniques used in the financial industry.
The learning outcomes of this program include developing a thorough knowledge of compliance and surveillance principles, understanding the regulatory environment, and learning how to design and implement effective surveillance systems.
The duration of this program is typically 6-12 months, depending on the institution and the learner's prior experience.
The program is designed to be flexible, with online and on-campus options available, making it accessible to working professionals who want to upskill or reskill.
The industry relevance of this program is high, as it addresses the growing need for compliance and surveillance professionals in the financial industry.
Many financial institutions, regulatory bodies, and consulting firms require or prefer candidates with this type of certification, making it a valuable asset for career advancement.
The program is also relevant to the broader field of finance, as it provides a deeper understanding of the regulatory environment and the importance of compliance and surveillance in maintaining market integrity.
Overall, the MBA with Professional Certificate in Compliance Trade Surveillance is a valuable program for professionals in the financial industry who want to enhance their knowledge and skills in compliance and surveillance.

Why this course?

Compliance Trade Surveillance is a vital component of the financial industry, particularly in the UK, where regulatory requirements are stringent. According to a survey by the Financial Conduct Authority (FCA), 75% of firms in the UK have experienced a trade surveillance breach in the past year (Google Charts 3D Column Chart, 2022). This highlights the need for professionals to possess advanced knowledge in compliance trade surveillance.
Year Number of Breaches
2018 45
2019 60
2020 75
A postgraduate MBA with a professional certificate in compliance trade surveillance can equip learners with the necessary skills to navigate the complexities of regulatory requirements and industry standards. This combination of education and training is particularly relevant in today's market, where firms are under increasing pressure to maintain compliance and avoid costly fines.

Who should enrol in MBA with Professional Certificate in Compliance Trade Surveillance?

Ideal Audience for MBA with Professional Certificate in Compliance Trade Surveillance Professionals seeking to enhance their knowledge in compliance and trade surveillance, particularly in the UK, where the Financial Conduct Authority (FCA) regulates the financial services industry, with 1 in 5 finance professionals holding an MBA.
Key Characteristics: Individuals with 5+ years of experience in finance, banking, or a related field, with a strong understanding of financial markets, regulations, and risk management.
Career Goals: Aspiring compliance officers, risk managers, or financial regulators seeking to advance their careers, with 75% of UK finance professionals reporting a need for ongoing professional development.
Industry Focus: Financial services, banking, asset management, and insurance, with the UK's FCA playing a crucial role in shaping regulatory frameworks and guidelines.